Dr. Howard A. Zebker
Stanford University
STAR Lab
232 Durand
Stanford, CA 94305-4055

Co-Investigators:
Charles Elachi, JPL/Caltech
Jakob van Zyl, JPL/Caltech



Radar Interferometric and Penetration Investigations using SIR-C Data


OBJECTIVES

To model, experimentally characterize, and verify penetration phenomena in hyperarid and vegetated regions using the SIR-C/X-SAR multiparameter radar system and groundbased receivers.

To invert measured radar backscatter as a function of frequency and polarization in terms of geophysical parameters of the surface, subsurface and vegetation canopy such as surface roughness, subsurface geomorphology, or tree height and density.

To display subsurface and within-canopy features in an image format, thus easing the interpretability of the results.


PROGRESS

We are currently involved in two study areas associated with SIR-C. The first is the study of penetration phenomena that relate radar backscatter data in vegetated and hyperarid regions to geophysical factors of the surface cover. The second involves development of radar interferometry as a technique and is important for the future of NASA's radar program, which is likely to contain a significant radar interferometry component.

Interferometric data are requested in raw signal sample format, which we process to interferograms and subsequent topographic and deformation products. We developed a SIR-C interferometric data processor which we run on workstation computers-- the software includes the SAR processing algorithms, interferogram generation software, baseline estimation algorithms, and product generation code.

The data for the penetration experiment are also obtained from the raw signal samples. They are extracted using Fourier spectrum techniques and times series of amplitude and phase fluctuations are produced. These times series are then cross correlated to infer the impulse response of sub-canopy radar reflectors as well as the attenuation of the canopy. These results must be related to parameters of the canopy to derive the ability of the system to "see" under the trees. This will be of significant note in future topographic and other interferometric systems aimed at obtaining under-canopy heights.

Significant Results and Publications

During the past year and one half, the most significant results have been those related to radar interferometry. We have quantified the performance of repeat pass spaceborne interferometric topographic maps, and verified the results by comparison with existing maps. We have also developed the three-pass surface deformation technique, verified it against GPS and field survey approaches, and compared results of two-pass and three-pass analyses of earthquakes.

We have also used SIR-C correlation measurements to track active lava flows at Kilauea, and obtained the most precise estimates of flow volume and mass rates to date.

For this work we developed a theory for the effects of atmospheric variability on repeat-pass interferometric observations. These are likely the limiting factors in any practical deformation or repeat-pass topographic system.


FUTURE PLANS

The approach to completing the science studies as identified in the original proposal, as well as the interferometric experiments that were added to the project science plan, is a two-fold strategy. Both sets of activities are in the data analysis phase, that is, the mission and field deployment component of the studies is essentially complete with the end of the planned flights of the SIR-C hardware. The remaining work concerns data processing, interferometric analysis, penetration analysis, verification with field measurements, and publication and reporting.

Penetration study. During the first and second SIR-C flights, special purpose portable transmitters and receivers were deployed at SIR-C supersites. For flight 1, the site was located at Raco, Michigan, and consisted of temperate forest trees. For flight 2, the site was located at Kilauea, Hawaii, and consisted of a rain forest region. During shuttle overflights, ground receivers recorded the absolute level of radar signals as they were propagated through and attenuated by the vegetation canopy. In addition, coherent tone generators transmitted narrowband signals back up to the shuttle. These signals are to be extracted from radar received echo waveforms. In each instance equipment was simultaneously placed under the canopy and also in an open area to provide a reference signal.

For each overpass, the receiver measurements will be compared between equipment in the open and in the canopy. The resulting fluctuating power measurements will then be related to models of scatter by the vegetation. The transmitter measurements will be extracted from the radar echoes and separated by frequency transform techniques. A cross-correlation of the open and canopy transmitter signals then yields an effective impulse response of the radar to targets hidden in the canopy independent of shuttle motion. This again will be related to scattering models of the canopy for both the temperate and rain forest terrain types.

Interferometer investigations. SIR-C collected two types of interferometric data. These were data with a six-month temporal baseline collected during both flight 1 and flight 2, and data with a one-, two-, or three-day temporal baseline collected wholly during flight 2. We propose to investigate this data set using two types of analysis: i) generation of topographic maps and ii) measurement of surface deformation.

Since SIR-C is a multifrequency instrument, it offers the unique opportunity to compare results at different frequencies. Phenomenological differences in the scattering behavior at 24 cm and 6 cm wavelength will comprise a major part of this investigation.

We will process these data from the raw signal sample format, as delivered by the SIR-C ground data processing facility. We will generate topographic maps of several of the supersite areas at both frequencies, and compare them to conventionally derived digital elevation models to assess their accuracy. These will then be made available to the science team to aid in other investigations.

We also will examine the potential of SIR-C to determine surface deformation. The principal data set here will be the six-month data as the centimeter-level motion we are sensitive to will be much more apparent over six months than three days.

A significant part of the latter study is to understand the effects of the atmosphere on the received signals. This will involve processing some of the 1, 2, and 3 day data to look for apparent motion caused by atmospheric irregularities. These interfering signals will be quantified and assessed for their impact in future space-based radar systems.

The benefits from these investigations will accrue from both sets of activities. The penetration studies will aid in design of radar systems capable of imaging beneath canopies, important for ecological studies as well as for target detection systems. They also will provide new insights into the physics behind scattering from dense canopies.

It has now been demonstrated that interferometric radar techniques benefit a wide variety of Earth science investigations, including production of digital elevation models of the Earth's surface, centimeter-scale surface deformation measurements of coseismic displacement fields, and centimeter-per-day velocity maps of ice sheets and glaciers. The SIR-C experiments will give us the first quality set of multifrequency data that can be used to examine phenomenological changes dependent on radar wavelength. It also will permit the first full examination of the artifacts induced by atmospheric interference. This approach will enable the fastest and most thorough means to realize the full potential of radar interferometry for geoscience applications.


PUBLICATIONS

Zebker, H. A., P. Rosen, S. Hensley, and P. Mouginis-Mark, Analysis of active lava flows on Kilauea Volcano, Hawaii, using SIR-C radar correlation measurements, submitted to Nature, August 1995.

Zebker, H. A., R. Goldstein, P. Rosen, and S. Hensley, Effect of atmospheric variability on interferometric deformation and topography measurements, in preparation, August 1995.

Farr, T. G., D. Evans, H. A. Zebker, D. Harding, J. Bufton, T. Dixon, S. Vetrella, and D. Gesch, Mission in the works promises precise global topographic data, EOS Transactions , Vol. 76, No. 22, pp.225-228, May 30, 1995.

Zebker, H. A., T. G.Farr, R. P. Salazar, and T. H. Dixon, Mapping the world's topography using radar interferometry: the TOPSAT mission, IEEE Proceedings, Vol. 82, No. 12, pp 1774-1786, December 1994.

Zebker, H. A., P. A. Rosen, R. M. Goldstein, A. Gabriel, and C. Werner, On the derivation of coseismic displacement fields using differential radar interferometry: the Landers earthquake, Journal of Geophysical Research - Solid Earth, Vol. 99, No. B10, pp 19617-19634, October 10, 1994.

Zebker, H. A., C. L. Werner, P. Rosen, and S. Hensley, Accuracy of topographic maps derived from ERS-1 radar interferometry, IEEE Transactions on Geoscience and Remote Sensing , Vol. 32, No. 4, pp 823-836, July 1994.

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